Shampoo is one of the most widely used personal care products. To produce high-quality shampoo, using the right ingredients in the proper proportions is essential. Among all the ingredients in shampoo, surfactants are the core ingredients, as they contribute most to the fundamental function of shampoos, which is cleaning our hair and scalp.
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Surfactants in shampoos help to clean our hair and scalp by acting as a foaming agent and cleansing agent. Surfactants can create a rich lather when the shampoo is applied for hair washing, and the lather helps distribute the shampoo evenly through the hair, ensuring that all parts of the scalp and hair are cleaned thoroughly. Surfactants act as a cleansing agent in the way of lowering the surface tension of water and their hydrophobic tails bind to the dirt and grease, while their hydrophilic heads interact with the water in the cleaning solution. This combination allows surfactants to emulsify and lift off dirt and grease particles from our hair and scalp, effectively cleaning it.
Surfactants can also contribute as a conditioning agent and a shampoo body texture enhancer.
However, so many surfactants are available on the market, and not all surfactants are created equal. Choosing the right one can make all the difference. This article will discuss how to choose the best surfactants for shampoo manufacturing.
Surfactants, short for surface active agents, are compounds that are used in a variety of applications to reduce the surface tension between two different substances. They have both hydrophilic (water-loving) and hydrophobic (water-fearing) properties, which allows them to interact with both water and oil-based compounds.
Surfactants can be found in many everyday products, such as detergents, shampoos, soaps, and cleaning agents. They are also widely used in the industries of food, pharmacies, plastics, paper, and textiles. Surfactants can be classified into four main categories: anionic, cationic, nonionic, and amphoteric.
Anionic surfactants are surfactants that have a negatively charged functional group, and they are the most common type of surfactant used in shampoo manufacturing. They are known for their strong cleaning ability and lathering properties. Examples of anionic surfactants used in shampoo include sodium lauryl sulfate (SLS) and sodium laureth sulfate (SLES). However, these surfactants can be harsh on the scalp and hair, leading to dryness and irritation. So in recent years, there is a trend of replacing SLS and SLES with more gentle anionic surfactants, such as amino acid surfactants, to achieve sulfate-free shampoos.
Contrary to Anionic surfactants, Cationic surfactants are positively charged. They have good bactericidal and anti-static properties. So they are commonly used as a disinfectant and conditioning agent in a variety of home care and personal care products. Typical Cationic surfactants include Cetyltrimethylammonium chloride and Benzalkonium chlorid.
However, Cationic surfactants will interact with the Anionic surfactants and, in many cases combine to form an insoluble salt. So in shampoo formulations, where Anionic surfactants commonly exist, traditional Cationic surfactants can not be used. Cationic polymers are used in this case to offer conditioning properties and to formulate 2-in-1 shampoos.
Nonionic surfactants do not carry an electrical charge and they are generally less harsh than other types of surfactants. They are used in shampoo and other personal care formulations for their mildness and their outstanding ability to create a rich and creamy lather. Additonaly, Nonionic surfactants often have good thickening ability which can help to build a thick body texture for the shampoo. Examples of nonionic surfactants used in shampoo include cocamide DEA and Cocamide MEA.
However, there are some Nonionic surfactants that dont have these favorable properties to use in shampoos. They are Alcohol ethoxylates(common examples are AEO-7 and AEO-9) and Alkylphenol ethoxylates(common examples are NP9 and NP10). They are harsh on the skin; they are defoaming; and they do not help to thicken a solution.
Amphoteric surfactants, also known as zwitterionic surfactants, have both positive and negative charges and can behave as either anionic or cationic, depending on the pH of the solution.
They are becoming more commonly used in shampoo formulations and other personal care products, due to their ability to decrease the irritancy of the formulation while increasing the active content level. Amphoteric surfactants also provide thickening and conditioning properties.
Examples of Amphoteric surfactants commonly used in shampoo include Cocamidopropyl Betaine, and Cocamidopropylamine Oxide.
When selecting surfactants for shampoo manufacturing, it is essential to consider several factors, including:
Surfactants are primarily responsible for cleansing the hair and scalp. Therefore, it is important to choose a surfactant that can effectively remove dirt and grease from our hair and scalp yet without leaving the hair feeling dry or stripped.
The foam produced by the surfactant helps distribute the shampoo through the hair and scalp evenly and holds dirt and oil in suspension for easy rinse offer with water. A rich foam also provides a pleasant user experience. Therefore, a surfactant that produces a rich and stable foam is desirable.
Some surfactants can potentially cause irritation to the skin, scalp, and eyes, so its crucial to choose a mild surfactant that is gentle and non-irritating. Sodium lauryl sulfate or SLS has excellent foaming and cleansing properties and was once a top choice as a shampoo surfactant. However, in recent years, its been increasingly criticized to be irritating, and its place has been taken by milder alternatives including Sodium laureth sulfate(SLES), Alpha Olefin Sulphonate, and Amino acid surfactants.
Thickness and viscosity determine the body texture of a shampoo, which is very crucial for the success of a shampoo product. A proper thick and viscous body is good for applying the shampoo to our hair and it also gives the consumer a good aesthetic appearance, which enhances his/her confidence in its hair-washing performance.
The choice of surfactants affects the thickness and viscosity of the shampoo. Thicker shampoos usually contain surfactants of higher molecular weight. Cetyl alcohol and Cetearyl alcohol are commonly added as thickeners. Some surfactants such as Cocamide DEA(CDEA), Cocamide MEA(CMEA), and Cocomidopropyl Betaine(CAPB) can also help to build viscosity through surfactant synergy effects.
Commonly, more than one surfactants are present in a shampoo formulation for surfactant synergy to achieve the best overall performance at a lower cost. Its essential to ensure different surfactants are compatible with each other. As here above mentioned, Cationic surfactants are not compatible with Anionic surfactants.
Surfactants must also be compatible with other ingredients in the shampoo formulation, such as thickeners, conditioners, and preservatives.
As surfactants usually take up the largest portion of a shampoo formula. The cost of the surfactant can largely impact the overall cost of the shampoo, so its important to choose a surfactant that provides good value for money.
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Some surfactants can have negative environmental impacts, such as being toxic to aquatic life, being hard to degrade in nature, or using unsustainable sources. Therefore, its important to choose a surfactant that is environmentally friendly.
The use of certain surfactants may be restricted or prohibited by regulations, so its essential to choose a surfactant that is compliant with relevant regulations. A good place for checking the potential use restrictions of a surfactant(or any other ingredient) in personal care products is the Environmental Working Group(EWG).
Different surfactants may perform differently under various conditions, such as pH range, hard/soft water, or in different temperatures, so its important to consider the intended use and the specific properties of the surfactant for optimal performance.
Some of the most commonly used surfactants in shampoo manufacturing are:
Its important to note that some of these surfactants may be harsher than others, and different individuals may have different sensitivities to them. Some people may prefer to use sulfate-free shampoos, which use gentler surfactants or none at all.
Choosing the right surfactants is essential for producing high-quality shampoo. Consider factors such as performance, mildness, cost, compatibility, hair type, formulation, environmental impact, and regulatory requirements when choosing surfactants for your shampoo. By carefully selecting the right surfactants, you can create a shampoo that effectively cleanses and nourishes the hair while being gentle on the scalp and the environment.
Shampoo sold in most hair salons is composed of about 10-30 ingredients. Standard components of shampoo include cleansing agents, conditioning agents, stabilizers, and sometimes added fragrance. Theyre all meant to work synergistically to clean the hair and scalp, keeping it manageable and healthy.
Certain formulas offer properties that prevent the hair shafts from tangles and damage while others will help preserve the cuticle layer to keep the hair shiny. Some might also contain active ingredients to treat scalp diseases like psoriasis and seborrheic dermatitis. Not to mention the tailored ingredients to reduce oiliness on the scalp or pityriasis capitis. Stabilizers and other additives might be included to maintain the consistency or shelf-life of the product. Fragrances might be added for a fresh scent on the hair after a washing.
Needless to say, theres a lot that goes into these formulas. However, the primary active ingredients in shampoo you should know about are surfactants.
Surfactants are cleaning agents in shampoo that works by weakening the bonds between impurities like dirt and oils, allowing them to be easily rinsed away. They dissolve these impurities, preventing them from sticking to the hair or scalp. Shampoo's main purpose is to clean the hair and scalp by removing grease, dirt, sweat, and other residues. The effectiveness of shampoo in cleaning depends largely on the presence of surfactants, especially sulfates.
When you apply shampoo to your hair, surfactant molecules surround oil and dirt particles, allowing them to be dispersed in water. This process, called emulsification, breaks down the oils and dirt, making it easier to rinse them away. Surfactants also create lather, which helps distribute the shampoo evenly and aids in the cleaning process.
Essentially, surfactants enable shampoo to effectively cleanse the hair and scalp by interacting with water and oils, facilitating the removal of dirt and impurities.
The number of surfactants in general is vast and continuously expanding as new compounds are synthesized and discovered. There are hundreds, if not thousands, of surfactants that have been identified and utilized across various industries, including personal care products like shampoos. Shampoos may contain one or multiple surfactants to achieve the desired cleaning efficacy and lathering properties.
The most well-known surfactants can be broken down into four groups, anionic surfactants, cationic surfactants, nonionic surfactants, and amphoteric surfactants. Heres the best way to break these down:
These surfactants have a negatively charged hydrophilic (water-attracting) head. They are effective cleaners but can be harsh on the hair and scalp, potentially causing dryness, frizz, or irritation. According to Dr. Maria Fernanda and Dr. Reis Gavazzonis publication in Trichology Journal, In order to minimize damage, other surfactants called secondary surfactants such as nonionic and amphoteric surfactants are added to the formulation.
Some commonly used anionic surfactants include Sodium Lauryl Sulfate (SLS), Sodium Laureth Sulfate (SLES), Ammonium Lauryl Sulfate (ALS), and Ammonium Laureth Sulfate (ALES).
These surfactants have a positively charged hydrophilic head. They are often used in shampoos as conditioning agents to reduce static and improve manageability. Cationic surfactants can help soften and detangle the hair but may cause buildup over time if not rinsed thoroughly.
Some commonly used cationic surfactants include Cetyl Trimethyl Ammonium Chloride, Stearalkonium Chloride Cetyl, Behentrimonium Chloride, and Lauryltrimethylammonium chloride. In Dr. Maria Fernanda and Dr. Reis Gavazzonis publication in Trichology Journal, they mention, They tend to neutralize the negatively charged net of the hair surface and minimize frizz. They are often used as shampoo's softeners.
These surfactants have no charge and are generally milder than anionic or cationic surfactants. They are commonly used as co-surfactants or emulsifiers in shampoos to enhance cleansing and foam stability. Nonionic surfactants are gentle on the hair and scalp and are often included in formulations for their conditioning and thickening properties.
Some commonly used nonionic surfactants include decylglucoside. Though technically an amphoteric surfactant, Cocamidopropyl Betaine is often used as a co-surfactant in conjunction with nonionic surfactants. It is derived from coconut oil and is known for its mildness and ability to produce rich lather.
These surfactants can function as either anionic or cationic depending on the pH of the solution. They are versatile and can provide mild cleansing and conditioning properties. They are generally suitable for sensitive skin and can help maintain the pH balance of the shampoo.
Based on the publication by Dr. Maria Fernanda and Dr. Reis Gavazzoni in Trichology Journal, They are very mild and have excellent dermatological properties. There are two types of amphoteric compounds: Alkyl Iminopropionates and (Amido) Netaines. This includes Cocamidopropyl Betaine and Disodium Cocoamphodiacetate.
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